Commodity Futures Modernization Act

Results: 717



#Item
141Commodity Exchange Act / Financial regulation / Financial system / Commodity Futures Modernization Act / Commodity Futures Trading Commission / Financial economics / Futures contract

Appendix E to Part 30 – Acknowledgment Letter for CFTC Regulation 30.7 Customer Secured Account [Date] [Name and Address of Depository] We refer to the Secured Amount Account(s) which [Name of Futures Commission Merc (

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Source URL: www.jacfutures.com

Language: English - Date: 2015-01-09 13:33:48
142Financial system / Clearing house / Finance / Commodity Futures Modernization Act / Options Clearing Corporation / Financial economics / Commodity Futures Trading Commission / Futures contract

Microsoft Word - Chap 02Draft.doc

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Source URL: www.mgex.com

Language: English - Date: 2012-05-30 14:18:43
143Financial system / United States securities law / Commodity Futures Trading Commission / Futures contract / Commodity Futures Modernization Act / Securities Exchange Act / U.S. Securities and Exchange Commission / Commodity Exchange Act / Derivative / Financial economics / Finance / Financial markets

Federal Register / Vol. 67, No[removed]Friday, March 15, [removed]Rules and Regulations Business Administration at 13 CFR part 121. Backfit Analysis The NRC has determined that the backfit rule (10 CFR[removed]or 10 CFR

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Source URL: www.cftc.gov

Language: English
144Finance / Futures contract / Commodity Exchange Act / Derivative / Commodity Futures Modernization Act / Financial economics / Commodity Futures Trading Commission / Financial system

Appendix A to §1.20 – Futures Commission Merchant Acknowledgment Letter for CFTC Regulation 1.20 Customer Segregated Account [Date] [Name and Address of Bank, Trust Company, Derivatives Clearing Organization or Future

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Source URL: www.jacfutures.com

Language: English - Date: 2015-01-09 13:33:37
145Financial system / Commodity Exchange Act / Financial regulation / Commodities market / Late-2000s financial crisis / Commodity Futures Modernization Act / Commodity Futures Trading Commission / Financial economics / Futures contract

Appendix A to §1.26 – Futures Commission Merchant Acknowledgment Letter for CFTC Regulation 1.26 Customer Segregated Money Market Mutual Fund Account [Date] [Name and Address of Money Market Mutual Fund] We propose to

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Source URL: www.jacfutures.com

Language: English - Date: 2015-01-09 13:33:44
146Finance / Commodity Futures Trading Commission / Financial regulation / Futures contract / Commodity Exchange Act / Money market fund / Short / Commodity Futures Modernization Act / Financial economics / Investment / Financial markets

Appendix F to Part 30 – Acknowledgment Letter for CFTC Regulation 30.7 Customer Secured Money Market Mutual Fund Account [Date] [Name and Address of Money Market Mutual Fund] We propose to invest funds held by [Name of

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Source URL: www.jacfutures.com

Language: English - Date: 2015-01-09 13:33:51
147Derivative / Futures contract / Notional amount / Trade Repository / Option / Credit derivative / United States housing bubble / Financial markets / Commodity Futures Modernization Act / Financial economics / Finance / Financial system

No. S 668 SECURITIES AND FUTURES ACT (CHAPTER 289) SECURITIES AND FUTURES (REPORTING OF DERIVATIVES CONTRACTS) REGULATIONS 2013

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Source URL: www.mas.gov.sg

Language: English - Date: 2013-10-30 10:01:46
148Financial statement / Audit committee / Business / Finance / Financial regulation / Commodity Futures Modernization Act / Auditing / Corporate governance / Commodity Futures Trading Commission

Joint Audit Committee Regulatory Alert TO: Chief Executive Officers Chief Financial Officers

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Source URL: www.jacfutures.com

Language: English - Date: 2015-01-09 13:42:02
149Financial markets / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission / Commodity Futures Modernization Act / Futures contract / Commodity Futures Trading Commission / Single-stock futures / Securities Act / Financial economics / Finance / Financial system

[removed]Federal Register / Vol. 66, No[removed]Thursday, November 1, [removed]Rules and Regulations TABLE 2.—APPLICABLE SERVICE BULLETINS Model

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Source URL: www.cftc.gov

Language: English
150Commodity Futures Trading Commission / Financial markets / Futures contract / Futures exchange / Derivative / Margin / Commodity Futures Modernization Act / Financial economics / Finance / Financial system

Joint Audit Committee Regulatory Update TO: Chief Financial Officers

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Source URL: www.jacfutures.com

Language: English - Date: 2015-01-09 13:40:57
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